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TIAA KASPICK, LLC

BOSTON, MA · CRD 104554 · IAPD ↗ · kaspick.com · 650-585-4100

$8.74BRegulatory AUM
16Advisory reps
115Employees
0Clients
n/aPlanning clients
0Private funds
17States
5Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
September 2024 — TIAA KASPICK, LLC's Item 11 disclosure-reporting entries rose by 1 (5 -> 6).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.